2023

It’s no secret that the financial world can be a tricky one to navigate, even more so when you’re dealing with allegations of misconduct. This is the situation we find ourselves in today, as Jae Kim of E1 ASSET MANAGEMENT, INC. is currently under investigation. The allegations, as per the arbitration claim, are serious and […]

It’s a gloomy day for E1 ASSET MANAGEMENT, INC. as they face serious allegations of mismanagement of deceased funds. The beneficiary who inherited the account after the original account owner’s demise has raised these accusations. The beneficiary, left in the lurch, claims that there was mismanagement of the funds left behind by the deceased. This

Let’s talk about a serious matter that’s been brewing in the financial world. It’s a pending customer dispute, and the allegations are as per an arbitration claim. The advisor under scrutiny is none other than Ron Itin, associated with E1 ASSET MANAGEMENT, INC. This is not a matter to be taken lightly, as the broker is not an

It’s an unsettling scenario, to say the least. Imagine entrusting your hard-earned money to a financial advisor, only to discover that they’ve allegedly skipped town with your remaining balance. That’s the predicament one customer finds herself in, as she alleges that her former advisor, Adam Marquardt, pocketed the remaining funds she invested in his outside

Allegations of negligence, gross negligence, failure to supervise, and breach of fiduciary duty have been raised against Derek Su, a broker and investment advisor at USCA SECURITIES LLC. The claimants, who have been clients of USCA since 2015, allege that Su failed to properly structure their accounts to meet their retirement goals when he began