It’s an unsettling scenario, to say the least. Imagine entrusting your hard-earned money to a financial advisor, only to discover that they’ve allegedly skipped town with your remaining balance. That’s the predicament one customer finds herself in, as she alleges that her former advisor, Adam Marquardt, pocketed the remaining funds she invested in his outside business activity. The funds in question amount to a staggering $44,969.82, and the alleged misappropriation occurred between 1/12/2017 and 6/12/2023.
At the time of the alleged misconduct, Marquardt was associated with Wells Fargo Advisors Financial Network, LLC and Cetera Advisors LLC (CRD 10299). Notably, he was with Cetera Advisors from 08/07/2020 to 07/21/2022 and again from 08/10/2020 to 07/22/2022.
Haselkorn & Thibaut Steps In
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Now, the law firm of Haselkorn & Thibaut is stepping in to investigate the allegations against Marquardt and the companies he was affiliated with. The firm is also offering a free consultation to clients who may have been affected.
- Haselkorn & Thibaut is a national investment fraud law firm with a formidable reputation and a presence in Florida, New York, North Carolina, Arizona, and Texas.
- With an impressive track record spanning over 50 years, they have successfully helped investors recover their losses.
- They boast a 98% success rate, demonstrating their commitment to their clients and their proficiency in handling investment fraud cases.
- The firm also operates on a “No Recovery, No Fee” policy, which means clients only pay if the firm successfully recovers their lost funds.
FINRA Arbitration: A Path to Recovery
For investors who find themselves in a similar predicament, there’s hope. The Financial Industry Regulatory Authority (FINRA) Arbitration process can help investors recover their losses. This process is designed to resolve disputes between investors and brokers or brokerage firms.
Haselkorn & Thibaut has extensive experience with FINRA arbitration, and their expertise could be instrumental in helping affected investors navigate this process. If you believe you may have been a victim of investment fraud, don’t hesitate to reach out to Haselkorn & Thibaut for a free consultation at 1-800-856-3352.
When it comes to investment fraud, it’s crucial to act swiftly and decisively. With the right legal support, investors can fight back against unscrupulous advisors and work towards recovering their hard-earned money.
