In a recent development that has sent shockwaves through the investment community, a serious allegation has been made against Per Furmark, a broker and investment advisor associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691) in New York. According to the disclosure filed on March 5, 2024, a client has accused Furmark of […]
Per Furmark Of Merrill Lynch Accused of Unauthorized Trading Read More »
Valmark Securities, Inc. and broker Jennifer Breton are currently under investigation by the investment fraud law firm Haselkorn & Thibaut for allegedly misleading a client regarding the impact of a paperwork delay on their Single Premium Immediate Annuity (SPIA) monthly payment. The client, who received a lower-than-expected monthly payment, has expressed dissatisfaction and alleged that
In the financial advising sector, trust is paramount. But circumstances change when that trust is compromised. This narrative unravels with Edward Jones Broker Timothy Van Dyken and his unauthorized trading activities. The State of Washington Department of Financial Institutions Division has brought forward severe allegations against him. These accusations involve executing trades in a client’s
Uncovering Allegations: Timothy Van Dyken’s Unauthorized Trading Practices Read More »
In a recent development that has sent shockwaves through the investment community, a serious allegation has been made against financial advisor Mark Vanderhagen and his former employer, Purshe Kaplan Sterling Investments. The client alleges that Vanderhagen misrepresented the liquidity of a private placement purchase, specifically related to Hatteras Funds, between March 16, 2010, and March
Mark Vanderhagen and Purshe Kaplan Sterling Investments Face Serious Fraud Allegation Read More »