2025

At Haselkorn & Thibaut, we speak with investors every day who feel blindsided by their financial advisor. Sometimes it’s a slow drip of broken promises. Other times, it’s more like a bolt from the blue. One case we think sheds light on what to watch for involves former LPL Financial advisor Paul X. Nannicelli. The […]

When it comes to your money, trust is everything. And as any seasoned investor will tell you, not all financial advisors play by the same rules. Some offer sound guidance; others steer clients down a risky path. One name raising eyebrows recently? Todd Leightey, a broker affiliated with Northwestern Mutual Investment Services. Let’s break this

Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc. (CRD 137608), is currently facing allegations of breach of fiduciary duty, breach of contract, negligence, negligent supervision, and violation of Illinois Securities Law. The customer dispute, filed on January 29, 2024, is pending resolution and involves claims related to investments in GWG L

In a recent development, a customer dispute has been filed against Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc. (CRD 137608) in Kansas. The claim, which is currently pending, alleges various misconduct, including breach of fiduciary duty, breach of contract, negligence, negligent supervision, violation of Illinois securities law, fraudulent inducement to

Cabin Securities, Inc. and its broker, Billy Aycock, are facing allegations of improper due diligence and unsuitable investment recommendations in a pending customer dispute filed on January 29, 2024. The claimants allege that the respondents recommended unsuitable investments in GWG L Bonds for purchases made on September 1, 2018, and December 8, 2017. The specific