2025

Daniel Fusco, a broker and investment advisor associated with Morgan Stanley (CRD 149777) in Florida, is facing a pending customer dispute allegation, as reported on his FINRA BrokerCheck (CRD #5829033). The allegation, filed by the executrix of an estate, raises concerns about Fusco’s supervision of a deceased client’s account, particularly regarding the margin balance maintained […]

National investment loss and securities law firm Haselkorn & Thibaut issues an important notice to customers of broker Xiao-Mei Chen, NYLife Securities LLC, and New York Life Insurance Company, after their recommendations of unsuitable life insurance policies and annuity investments caused an investor to suffer over $5,000,000 in damages. The firm urges all customers of

Kenneth Ibbetson, a broker and investment advisor with Wells Fargo Clearing Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of charging improper commissions to liquidate securities in an advisory/fiduciary account. The customer dispute, filed on February 3, 2024, and currently pending resolution, claims that Ibbetson

Daniel Williams, a broker with American Portfolios Financial Services, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unsuitable investment recommendations involving variable annuities. The customer dispute, filed on February 4, 2024, claims that Williams provided poor advice when recommending a variable annuity purchase in 2023.