When it comes to managing your investments, trust, experience, and transparency are essential. Gregory Dee Cunningham, a financial advisor and broker based in Park City, UT, and employed by Raymond James Financial Services, Inc. (CRD# 2477804), has recently been the subject of increased attention from clients and industry professionals alike. Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience and a 98% success rate, is currently investigating investor complaints involving Mr. Cunningham. Our goal here is to provide investors with a comprehensive, up-to-date research report—so you can make informed decisions and know where to seek help if concerns arise.
Who Is Gregory Dee Cunningham?
- Name: Gregory Dee Cunningham
- Location: Park City, UT
- Current Broker-Dealer: Raymond James Financial Services, Inc.
- Advisory Affiliate: Raymond James Financial Services Advisors, Inc.
- Branch Address: 1389 Center Dr., Suite 200, Park City, UT 84098
- CRD Number: 2477804
- Years Registered with Raymond James: Since March 2010
- Prior Employment: Raymond James & Associates, Inc. (St. Petersburg, FL), 1994–2010
- Other Business Affiliations: Cunningham Wealth Group
Summary of Gregory Dee Cunningham’s Disclosures and Complaint History
Prospective and current clients need clarity regarding an advisor’s history. Based on the most recent publicly available data through FINRA’s BrokerCheck, here’s a summary relating to Greg Cunningham:
1. Customer Complaints – What’s on the Record?
- September 2025 Complaint: A client of Raymond James filed an arbitration claim involving $150,000 in alleged damages. The dispute reported that a relative of Mr. Cunningham’s spouse incurred losses after investments were liquidated to fund a personal loan to Cunningham. The customer is seeking recovery for those losses. As of the most recent information, this claim is pending.
- Prior Settlement: In another complaint, a client was paid $9,500 to resolve allegations of unsuitability and unauthorized trading in an over-the-counter (OTC) security.
2. Regulatory Filings, Criminal and Bankruptcy History
- No regulatory actions, fines, or suspensions involving Gregory Dee Cunningham.
- No civil litigation, class-action, or arbitration filings (other than those described above).
- No SEC, FINRA, or state regulator enforcement findings or administrative proceedings disclosed as of the latest review.
- No bankruptcies, liens, or judgments reported.
- No known criminal indictments or convictions associated with Mr. Cunningham.
3. Regulatory Standards at Play: FINRA’s Rules
- Suitability (FINRA Rule 2111): Financial professionals must have a reasonable basis to believe a recommendation is suitable for a customer based on their investment profile.
- Regulation Best Interest: Advisors are obligated to act in a customer’s best interest, placing the client’s needs before their own.
- Unauthorized Trading: All trades must be approved or authorized by the client in advance.
Why Do These Complaint Disclosures Matter to Investors?
Even a small number of customer disputes can provide insight into a pattern or emerging risks for investors. The presence of a $150,000 pending customer dispute and a prior $9,500 settlement connected to losses and possible unauthorized activity should prompt thoughtful review of all investment decisions and the advice received. If you are a client of Gregory Dee Cunningham in Park City or have investments managed at Raymond James Financial Services, carefully review your account statements for signs of unexplained trades or liquidations.
How Clients Can Protect Themselves:
- Regularly monitor account activity and confirm the rationale behind each trade or liquidation.
- Request written explanations for any transactions you do not understand.
- Schedule periodic account reviews—especially after major life changes or market events.
- Consider an independent assessment by a third-party advisor or a legal review if you suspect misconduct or improper advice.
Table: Complaint and Investigation Summary for Gregory Dee Cunningham (Raymond James Financial Services, Park City, UT)
| Date | Allegation | Status | Claimed/Paid Damages |
|---|---|---|---|
| September 2025 | Liquidation of investments to fund a personal loan; loss suffered by a related party. | Pending | $150,000 (sought) |
| Prior | Unsuitability and unauthorized trading in OTC security. | Resolved | $9,500 (paid) |
What to Do If You Suspect Investment Loss or Mismanagement
If you believe you or a loved one suffered a loss due to financial advisor misconduct, it’s important to remember:
- Many investment losses are recoverable through FINRA arbitration or mediation—not every loss is just a result of market conditions.
- Haselkorn & Thibaut investigates cases involving Gregory Dee Cunningham and other advisors at Raymond James Financial Services nationwide. As a client-focused law firm, their legal representation is nationwide, and they only collect fees if they recover money for you—no recovery, no fee.
- First consultations are always free and confidential. You’ll be heard and advised without risk.
Connect with an Experienced Financial Fraud Attorney
Haselkorn & Thibaut has successfully recovered millions for clients, including victims of unauthorized trading, unsuitable recommendations, or other misconduct. The firm’s 98% success rate and commitment to client service set it apart in the investment fraud sector. Every case is handled with empathy, professionalism, and close attention to your unique concerns.
If you are a current or former client of Gregory Dee Cunningham in Park City, UT, at Raymond James Financial Services and have questions about your account—or if you suspect any red flags—act today. Explain your situation, get answers, and explore your options for potential recovery. Call Haselkorn & Thibaut now at 1-888-994-8066 for a complimentary, zero-risk consultation.
The best time to address uncertainties with your investments is now. Your financial future is worth protecting.
