Haselkorn & Thibaut has opened an investigation into Robert Tudor (CRD# 5670404) of Voya Financial Advisors in Buford, Georgia. Investors who have worked with Mr. Tudor are encouraged to carefully review the details below and reach out for a confidential, complimentary consultation regarding any potential investment losses. Our firm’s goal is to ensure investors are fully informed and prepared to protect their interests.
Overview: Who is Robert Tudor of Voya Financial Advisors?
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Robert Tudor is a registered financial advisor and broker currently associated with Voya Financial Advisors in Buford, Georgia. His registration with Voya began in April 2025, following a 13-year career that includes positions at numerous other financial firms. Mr. Tudor holds multiple securities licenses, including:
- Securities Industry Essentials Examination (SIE)
- Uniform Combined State Law Examination (Series 66)
- Uniform Securities Agent State Law Examination (Series 63)
- General Securities Principal Examination (Series 24)
- Operations Professional Exam (Series 99TO)
- Municipal Securities Representative Examination (Series 52TO)
- General Securities Representative Examination (Series 7)
Mr. Tudor is currently licensed to operate in Connecticut and Georgia. His professional history includes tenures at LPL Financial, Bangerter Financial Services, Concorde Asset Management, Concorde Investment Services, Triad Advisors, Scottrade Investment Management, and Scottrade Inc.
Complaints and Red Flags in Robert Tudor’s Record
| Date Filed | Status | Allegations | Damages Sought | Firm Involved |
|---|---|---|---|---|
| November 2025 | Pending | Alleged failure to supervise and breach of fiduciary duty in connection with investments sold in 2022 | $100,000 – $500,000 | Voya Financial Advisors |
According to public disclosures, a client complaint was filed in November 2025 relating to investments purchased in 2022. The complaint specifically alleges failure to supervise and breach of fiduciary duty, and seeks damages ranging from $100,000 to $500,000. This matter is currently pending.
There are no additional regulatory actions, arbitrations, civil lawsuits, or criminal disclosures against Mr. Tudor according to FINRA’s BrokerCheck and other available regulatory records as of December 21, 2025.
Understanding Fiduciary Duty & Investor Rights
A critical component of being an investment advisor is adhering to the fiduciary standard. This means that advisors like Robert Tudor must always act in their clients’ best interests, put client interests before their own, fully disclose any conflicts of interest, and maintain loyalty and good faith. This standard is more stringent than the broker-only “suitability” rule, which simply requires advisors to recommend investments appropriate for a client’s profile.
- If a financial advisor breaches fiduciary duty, investors may be entitled to claim damages or restitution for losses suffered.
- Regulatory authorities such as FINRA, the SEC, and state securities departments oversee these obligations and can enforce disciplinary measures if violations occur.
What Investors Should Watch Out For
Red flags for investors include:
- Any disclosure of client complaints relating to failure to supervise or breaches of fiduciary duty.
- Significant losses in your accounts without clear explanation or documentation.
- Lack of transparency regarding investment risks, fees, or conflicts of interest.
- Unusual or unauthorized trading activity.
How to Verify an Advisor’s Record
Investors should always conduct their own verification using FINRA’s BrokerCheck. On this platform, you can review:
- Current and past employer firms and registration history
- Disclosures on customer complaints, arbitrations, regulatory, or criminal actions
- Licensing, exams, and qualifications
It is also wise to periodically return to these platforms, as complaint records and disciplinary events can sometimes change with new filings or regulatory updates.
Summary Table: Robert Tudor’s Professional Timeline
| Firm | Location | Period of Registration |
|---|---|---|
| Voya Financial Advisors | Buford, Georgia | April 2025 – Present |
| LPL Financial | — | Previous |
| Bangerter Financial Services | — | Previous |
| Concorde Asset Management | — | Previous |
| Concorde Investment Services | — | Previous |
| Triad Advisors | — | Previous |
| Scottrade Investment Management | — | Previous |
| Scottrade Inc. | — | Previous |
As of December 21, 2025, pending investor complaint is the only disclosure currently associated with Robert Tudor.
Haselkorn & Thibaut: Free, Confidential Consultation for Investors
If you or a loved one invested with Robert Tudor of Voya Financial Advisors in Buford, Georgia and suffered unexpected losses, it is crucial to understand your rights and potential options for recovery. Haselkorn & Thibaut is a national investment fraud law firm with over 50 years of experience, a 98% success rate, and a “no recovery, no fee” promise. Our team can review your situation in detail, help you understand whether your losses may be related to advisor misconduct, and pursue the recovery you deserve.
Engage with us for a truly free and private case evaluation—call 1-888-885-7162 today. There is no cost or obligation, and you pay nothing unless we recover funds for you.
Take the next step:
- Contact Haselkorn & Thibaut for a thorough review
- Make informed decisions about your financial recovery
- Protect your investments and your future
Your trust and peace of mind are our top priorities. Reach out today, and let our experience work for you.
