Haselkorn & Thibaut is actively investigating matters relating to Amos Akinyooye (CRD# 5569402), currently registered with Vanderbilt Securities and Vanderbilt Advisory Services, LLC dba Aston Consulting Group in Jericho, New York. For investors who have questions or concerns about their investments with Mr. Akinyooye, this report is intended to provide clarity, outline any red flags, and encourage you to take action if needed. Contact Haselkorn & Thibaut for a free, confidential consultation at 1-888-885-7162. Our firm offers a “no recovery, no fee” policy, with decades of experience recovering millions for clients nationwide.
Who Is Amos Akinyooye of Vanderbilt Securities?
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Amos Akinyooye has built a career spanning nearly two decades in the financial services industry. He currently operates from Jericho, New York, where he is registered as both a broker with Vanderbilt Securities and as an investment advisor with Vanderbilt Advisory Services, where he does business as Aston Consulting Group.
Mr. Akinyooye entered the industry in 2008 and has passed the following securities industry exams:
- Securities Industry Essentials Examination (SIE)
- Uniform Combined State Law Examination (Series 66)
- General Securities Principal Examination (Series 24)
- General Securities Representative Examination (Series 7)
He holds registrations across 20 states and is well-established in the financial services community. His registration history includes:
- Vanderbilt Securities, Inc. (since May 2021)
- Vanderbilt Advisory Services, LLC dba Aston Consulting Group (since May 2021)
- Cetera Advisors LLC (April 2019 – April 2021)
- Equitable Advisors
Red Flags & Disclosures: What Investors Need to Know
When choosing a financial advisor, it’s important to be aware of their professional record, including any disclosures or complaints. Below is a clear overview of what’s publicly available regarding Amos Akinyooye:
| Type | Details |
|---|---|
| Customer Complaints | No customer-initiated complaints or arbitration claims have been reported on BrokerCheck or found via general web searches and legal databases. |
| Regulatory Actions | No FINRA disciplinary actions or state securities regulator actions disclosed. |
| Termination from Cetera Advisors | Mr. Akinyooye’s registration with Cetera Advisors ended in April 2021 due to an “involuntary” separation. The BrokerCheck report does not specify an alleged violation, but an internal disclosure references participation in outside business activities prior to written approval from the firm’s compliance department—potentially a violation of FINRA Rule 3270. |
| SEC Actions | No SEC enforcement orders or investigations have been found regarding Mr. Akinyooye. |
| Investor Suitability Complaint | One complaint (2016) alleged that, as a representative of AXA Advisors, Mr. Akinyooye recommended an unsuitable variable annuity purchase. The complaint listed unspecified damages, but was denied by the firm. Remember, a firm’s denial does not determine the merit of a claim—investors can still seek recovery via other channels including arbitration. |
Key Points for Investors
- No regulatory or disciplinary actions by FINRA or the SEC are disclosed.
- One investor complaint (2016) for an unsuitable investment that was denied, but no arbitrations or lawsuits are reported.
- The most significant recent event is involuntary termination from Cetera Advisors in April 2021, allegedly for outside business activities without prior firm approval, which relates to FINRA’s strict rules around such activities.
- Currently registered and doing business as Aston Consulting Group under Vanderbilt Securities in Jericho, NY.
What Does This Mean for You?
While the public record for Amos Akinyooye does not indicate a long list of investor complaints, lawsuits, or regulatory actions, the nature of his termination from Cetera Advisors and the existence of a denied suitability complaint are both important factors to consider. Many investors might feel uncertain about what steps to take when faced with such disclosures, but you do not need to face these concerns alone.
Haselkorn & Thibaut is reviewing this matter and is available to assist investors in understanding their rights and options. Our extensive experience in securities litigation and investment recovery—combined with our commitment to client care—means that we can offer a no-obligation review of your situation and advise you on potential next steps.
Frequently Asked Questions
- What should I do if I have concerns about my investments with Amos Akinyooye?
Reach out to an attorney experienced in securities law. Haselkorn & Thibaut offers free consultations: 1-888-885-7162. - Does one denied complaint matter?
Even a single complaint—especially one about investment suitability—is worth investigating further. Sometimes, complaints are denied by firms even when investors have valid claims. Investors can still pursue their case through arbitration or mediation. - What does it mean to be terminated for outside business activities?
FINRA Rule 3270 prohibits advisors from engaging in outside business activities without a firm’s written approval. Engaging in such activities can be a red flag if they involve conflicts of interest or undisclosed risks.
Action Steps for Investors
- Review your investment history with Amos Akinyooye and document any concerns.
- Gather account statements, communications, and notes from meetings or calls.
- Contact Haselkorn & Thibaut at 1-888-885-7162 for a free, confidential evaluation of your potential claim.
Your financial security is important. If you have questions about investments made through Amos Akinyooye with Vanderbilt Securities or previous broker-dealer affiliations, don’t wait. Haselkorn & Thibaut is here to help you understand your situation and work toward the best possible outcome.
To review Mr. Akinyooye’s regulatory record, visit FINRA BrokerCheck and search with his CRD number: 5569402.
Your peace of mind is our priority. Call 1-888-885-7162 for your free, confidential consultation today. No recovery, no fee.
