At Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of combined experience and a 98% success rate, we have launched an independent investigation into financial advisor Jacob Lee Harper (CRD #4258319), formerly associated with LPL Financial LLC and other major firms. This in-depth report provides investors with key background information, […]
Haselkorn & Thibaut has opened an active, ongoing investigation into Eric Kleiner (CRD# 4135180), a former financial advisor who was permanently barred by FINRA in October 2025 after refusing to cooperate with regulators investigating allegations of unauthorized investment recommendations and conflicts of interest. If you invested with Eric Kleiner at Morgan Stanley, Wells Fargo, or
If you invested in the USQ Core Real Estate Interval Fund and are now facing substantial losses due to the fund’s liquidation, you’re not alone—and you may have legal options to recover your money. Many investors were sold this product as a safe, income-generating portfolio diversifier, only to discover they were never told about the
Haselkorn & Thibaut is investigating recent regulatory findings concerning financial professional Brandon Spano and is offering a free, no‑cost consultation to any investors who believe they may have been affected. Below we summarize the regulatory action, explain why it matters to investors, and set out concrete steps you can take if you had dealings with
Haselkorn & Thibaut Opens Investigation into Brandon Spano — What Investors Should Know Read More »
Fidelity Brokerage Services has agreed to pay a $600,000 fine and accept a censure after regulators concluded the firm failed to adequately supervise an employee who misappropriated roughly $750,000 from stock plan participant accounts over nearly eight years, according to FINRA’s settlement and industry reports. Fidelity has reimbursed affected customers and terminated the employee. The
Fidelity fined after ex-employee stole $750K from stock-plan clients, FINRA says Read More »