Wealth Enhancement Group (WEG) Advisor Arrested For Child Porn

‘Endangering the welfare of children for the distribution of child pornography in the second degree’ and ‘endangering the welfare of children for the possession of child pornography in the third degree’ are the two charges levied against Nicholas Spagnoletti, a financial advisor with the Wealth Enhancement Group (WEG). Private equity-backed hybrid RIA WEG inherited Spagnoletti […]

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Sigma Financial Staring at $4.5 million in Claims

The most recent filing by Sigma Financial Corp. reveals four open arbitration claims with total damages sought adding up to $4.5 million. The Focus Report is filed by brokerage firms with the Securities and Exchange Commission (SEC) and is in the nature of an audited financial statement. Haselkorn & Thibaut, P.A., has started an investigation

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Morgan Stanley Smith Barney Stockbroker David Fenning Complaints Filed

Morgan Stanley Smith Barney Complaints: Stockbroker David Fenning

Morgan Stanley Smith Barney stockbroker David W. Fenning (CRD#1005307) discloses 5 customer disputes on his FINRA record. Four of the disclosed cases have been settled while one is still open. Brokerage firms and stockbrokers are licensed and regulated by the Financial Industry Regulatory Authority (FINRA). FINRA regulations require members to mandatorily make certain disclosures like

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Armada Hoffler Properties (AHH) Investment Losses

Investmentfraudlawyers.com is investigating potential sales practice violations by financial advisors who have been recommending Armada Hoffler Properties, Inc. (AHH) and related real estate investment trust (REIT) investments to investors. Armada Hoffler Properties, Inc. (Symbol: AHH) is a real estate investment trust (“REIT”) developing, building, acquiring, and managing institutional-grade workplace, retail, and multifamily properties located mostly

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Cuso Financial Services Investigated By Investment Fraud Lawyers

The law firm of Haselkorn & Thibaut, P.A., a national investment fraud law firm, has initiated an investigation into Gerald T. (“JT”) Coyne and Cuso Financial Services, L.P. This San Diego, CA-based firm is currently under scrutiny due to three disclosures related to regulatory events, as documented on the Financial Industry Regulatory Authority’s (FINRA) Brokercheck.

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