Update: Chad Burroughs, according to 4/17/20 reports at Hartford Business Journal, was sentenced to 33 months in prison, to be followed by three years of supervised release. This stems from his misappropriation of $575,000 from his investment clients. He is currently free on a $100,000 bond and expected to report to prison on June 1, […]
Chad Burroughs, Former Lincoln Investment Advisor, Sentenced Read More »
Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to former financial advisor, Alexander (Alex) James who was previously employed with Allstate Financial Services (2017-2020) in West Palm Beach, FL and with Voya Financial Advisors (2012 – 2017) in Palm Beach Gardens, FL. The attorneys of Haselkorn & Thibaut, P.A.
Alex James Former Allstate and Voya Financial Advisor Investigation Read More »
Haselkorn & Thibaut (InvestmentFraudLawyers.com) is exploring potential sales practice and oversight issues associated with a financial advisor, Tim Vanlohuizen with Sagepoint Financial, Inc. (2005-present) in Coeur d’Alene, ID. The lawyers of Haselkorn & Thibaut have been investigating potential sales training and supervision issues about Tim Vanlohuizen and other current and former financial advisors with Sagepoint
Sagepoint Financial Inc: Tim Vanlohuizen Investigated Read More »
The Haselkorn & Thibaut, P.A. law firm is a nationwide investment fraud law firm investigating potential sales practice violations by financial advisors who were recommending DHC and related real estate investment trust (REIT) securities to investors. The recent trading in DHC has been in the $3.00/share range. Looking back, DHC began 2020 in the $8.00/share
Diversified Healthcare Trust Losses (NASDAQ: DHC) Read More »
Notice to UBS ETRACS Monthly Pay 2x Leveraged Closed-End Fund ETN (Symbol: CEFL) investors. The Haselkorn & Thibaut, P.A. law firm is a nationwide investment fraud law firm investigating potential sales practice violations by financial advisors who were recommending ETRAC CEFL exchange-traded notes to investors. The recent trading in CEFL has been in the $5.00/share range and
CEFL FINRA Lawsuit – Recover Losses Read More »