Stephen Sperling, a broker and investment advisor at Wintrust Investments LLC, is facing allegations of misrepresenting investment risks and failing to disclose material information to clients. The complaint, filed with the Financial Industry Regulatory Authority (FINRA), claims that Sperling promised a client a guaranteed 6.5% return on investment and a monthly dividend of $900 from […]
Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Blake Fellows and his investment practices following multiple investor complaints. If you’ve suffered investment losses while working with Blake Fellows or Fellows Financial Group, LLC, understanding the red flags and complaint history can help you evaluate your situation and potential options for recovery. Understanding Blake Fellows’
Shailesh N. Negandhi (Suwanee, GA) – Recent Investigation and Investor Alert Haselkorn & Thibaut, a national securities fraud law firm, has opened an investigation into financial advisor Shailesh N. Negandhi—formerly of UBS Financial Services Inc. and currently with FourStar Wealth Advisors, LLC in Suwanee, GA. If you are an investor who has concerns or believes
Timothy Tremblay, a registered representative with Centaurus Financial, Inc., is facing allegations of unsuitable and high-risk investment recommendations. According to the customer dispute filed on January 9, 2024, the claimant alleges that Tremblay concentrated their accounts in unsuitable, high-risk, and illiquid products, specifically real estate securities. The statement of claim did not identify specific dates
Haselkorn & Thibaut has opened an investigation into financial advisor Jordana Wojnowski following a recent investor complaint alleging unauthorized trading activities. If you’ve experienced investment losses or unauthorized transactions while working with Ms. Wojnowski or LPL Financial, understanding your rights and options is crucial for protecting your financial future. Understanding the Allegations Against Jordana Wojnowski