Investment Fraud Lawyers

In a recent development, a customer dispute has been filed against Alexander Kline, a registered representative affiliated with Cambridge Investment Research, Inc. (CRD 39543) in Pennsylvania. The statement of claim, submitted on January 19, 2024, alleges that Kline recommended a non-conventional investment without presenting the required risk disclosures, resulting in significant financial losses for the […]

Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Dax Werner Weindorf, a financial advisor currently registered with Waterloo Capital and The Leaders Group, Inc. in Rogers, Arkansas. If you’ve worked with Mr. Weindorf and have concerns about your investments, understanding his regulatory history and customer complaints can help you make informed decisions about your

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Boise, Idaho financial advisor David Kluksdal (CRD# 4850332) following a recent investor complaint alleging substantial financial damages. The complaint raises questions about Mr. Kluksdal’s conduct while serving clients through Cetera Wealth Services and Cetera Investment Advisers, operating under the business name

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Morgan Stanley financial advisor Youssef A. Zohny (CRD# 6759406) following concerning regulatory disclosures on his record. If you’ve worked with Mr. Zohny and experienced investment losses or have concerns about your account management, understanding his regulatory history can help you make

In a recent development, a customer dispute has been filed against financial advisor Harrison Bauman of Raymond James & Associates, Inc. (CRD #705) in New York. The claimant alleges that Bauman failed to follow her instructions to reinvest dividends from specified securities. The case, which was filed on January 19, 2024, is currently pending resolution.