Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Carl Zeidler Of Hornor Townsend & Kent Faces Allegations Of Unsuitable Annuity Sales And Disclosure Failures

Carl Zeidler, a former broker with Hornor, Townsend & Kent, Inc. (CRD 4031), is facing allegations of unsuitable annuity product sales and failure to disclose crucial information to clients. According to the pending customer dispute filed on January 3, 2024, Zeidler allegedly presented an annuity product without offering alternative options and failed to explain the […]

Carl Zeidler Of Hornor Townsend & Kent Faces Allegations Of Unsuitable Annuity Sales And Disclosure Failures Read More »

Financial Advisor Lost My Money

Law Firm Investigates Joseph Frederick Eschleman of Purshe Kaplan Sterling Investments

Joseph Frederick Eschleman: Investigation Underway by Haselkorn & Thibaut Haselkorn & Thibaut (investmentfraudlawyers.com), a national law firm focused on securities fraud recovery, has launched an investigation into Joseph Frederick Eschleman (CRD #3237843), a Sacramento, CA-based financial advisor affiliated with Purshe Kaplan Sterling Investments and Towerpoint Wealth, LLC. Our goal in this report is to provide

Law Firm Investigates Joseph Frederick Eschleman of Purshe Kaplan Sterling Investments Read More »

FINRA fines Independent Financial Group $100,000 — a detailed look for investors and advisors

FINRA recently sanctioned Independent Financial Group LLC (IFG) with a $100,000 fine and a censure after finding the firm allowed a suspended registered representative to continue conducting activity from April through November 2022. IFG agreed to the settlement without admitting or denying the findings and waived any defense based on inability to pay. Below is

FINRA fines Independent Financial Group $100,000 — a detailed look for investors and advisors Read More »

Jerry Kiefer of Equitable Advisors Faces Allegations of Investment Misrepresentation and Firm Oversight Concerns

Jerry Kiefer, a broker and investment advisor associated with Equitable Advisors, LLC (CRD 6627), is facing allegations of misrepresenting investments to a customer. The customer dispute, which was denied by the firm, occurred on January 3, 2024, according to the advisor’s FINRA BrokerCheck report. The complaint alleges that Kiefer misrepresented the customer’s investments, potentially leading

Jerry Kiefer of Equitable Advisors Faces Allegations of Investment Misrepresentation and Firm Oversight Concerns Read More »

Financial Advisor Lost My Money

Former LifeMark Securities Broker Raymond Garner Faces $130,000 Investor Arbitration Claim

Raymond Noel Garner – Former LifeMark Securities Broker in Saint Augustine, FL: Investor Update and Review Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has launched an independent investigation into Raymond Noel Garner (CRD# 1489704), a former broker of LifeMark Securities Corp. in Saint Augustine, Florida. If you’re an investor who worked with

Former LifeMark Securities Broker Raymond Garner Faces $130,000 Investor Arbitration Claim Read More »

Scroll to Top