Investment Fraud Lawyers

Michael Gennawey, a broker and investment advisor associated with LPL Financial LLC, is currently facing allegations from a former client regarding the mishandling of interest earned on investments and misrepresentation of brokerage and advisory commissions. The client, who is represented by counsel, filed a customer dispute on January 11, 2024, which was subsequently denied. The […]

John Matteoni, a financial advisor associated with Triad Advisors LLC, is currently facing allegations of selling unsuitable alternative investments to clients. The complaint, filed on January 11, 2024, is pending resolution and involves Real Estate Investment Trusts (REITs). Haselkorn & Thibaut, a national investment fraud law firm, is investigating the advisor and the company, offering

Haselkorn & Thibaut, a nationally recognized securities fraud law firm, has opened an investigation into Bradley Morgan Holts, a former broker with World Capital Brokerage, Inc. (Denver, CO). If you have questions about your investments with Holts, this comprehensive report will guide you through his background, regulatory concerns, and your options if you’ve suffered losses.

Investors are seeking legal recourse against Brian Everett, a broker and investment advisor currently employed by Cetera Advisors LLC (CRD 10299) in Texas, following allegations of unsuitable recommendations and overconcentration in alternative investments. The customer dispute, filed on January 11, 2024, is currently pending resolution. According to the disclosure details, the claimant alleges that Everett

Haselkorn & Thibaut has opened an independent investigation into Timothy Lee Claypool, a former financial advisor in Amarillo, Texas, most recently associated with Northwestern Mutual Investment Services, LLC. Investors who worked with Mr. Claypool or who suffered investment losses in accounts under his management should be aware of several important developments and red flags now