Patrick Kenney, a financial professional associated with Ameritas Investment Company, LLC, is currently facing allegations of recommending unsuitable and high-risk fixed annuities to clients. The case, filed as FINRA Arbitration 24-00095, is pending as of January 22, 2024. As an expert legal and financial writer, I will break down the case information, explain the relevant […]
Haselkorn & Thibaut (InvestmentFraudLawyers.com) has opened an investigation into Miami-based financial advisor Nader Gandevani, following concerning patterns in his regulatory history and multiple customer complaints. If you’ve invested with Mr. Gandevani or experienced losses while working with him, understanding his background and the red flags in his record could be crucial for your financial recovery.
In a recent development, a customer dispute has been filed against Eric Bond, a registered broker and investment advisor associated with Osaic Wealth, Inc. (CRD 23131) in California. The client alleges that a registered index-linked annuity was misrepresented at the time of purchase. The disclosure, which was denied on January 22, 2024, has raised concerns
In a recent development, Truist Investment Services, Inc. (CRD 17499) and its representative, Jose Lopera-Guevara (CRD 5149646), are facing allegations of unsuitable recommendations related to fixed and variable annuity products. The customer dispute, filed on January 22, 2024, is currently pending resolution. According to the disclosure details, the client alleges that the representatives made recommendations
In a recent development, financial advisor Thomas Geissler of Ameritas Investment Company, LLC (CRD 14869) is facing allegations of recommending unsuitable and high-risk fixed annuities to clients. The complaint, filed as FINRA Arbitration 24-00095, is currently pending resolution and has brought attention to the importance of investor protection and the role of regulatory bodies like