Investment Fraud Lawyers

Haselkorn & Thibaut has opened an investigation into Isaiah Thomas “Isaiah T.” Williams Jr. (CRD 6211219), a former financial advisor from Royal Palm Beach, Florida who previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated. If you invested with Isaiah Williams and have concerns about your accounts or investment losses, read below to understand […]

Scott Hume, a broker and investment advisor with Moloney Securities Co., Inc. (CRD 38535) in Washington state, is facing a pending customer dispute filed on January 11, 2024. The allegation centers around claims of unsuitability and negligence related to debt and corporate securities. The client is seeking $2,020,000 in damages. Hume has been registered with

Kurt Petrucci, a broker with MML Investors Services, LLC, is facing allegations of misconduct related to the sale of variable and fixed annuities. According to a recent customer dispute filed on January 12, 2024, the complainant alleges that Petrucci failed to properly explain the limitations and surrender penalties associated with the annuities sold to the

Haselkorn & Thibaut Initiates Investigation Into James Martin Appel, Centaurus Financial Broker in Santa Barbara, CA Investors deserve to feel confident in their financial advisor’s experience, integrity, and track record. Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience and a 98% success rate, has opened an investigation into

Adam Kotz, a former investment advisor with Merrill Lynch, is facing allegations of making unsuitable investment recommendations and decisions for a former client. The customer dispute, filed on January 12, 2024, is currently pending resolution, according to FINRA BrokerCheck. The client alleges that Kotz, who is no longer registered as a broker but maintains his