In a recent development, a client has alleged that their financial advisor, Jana Thielges, failed to exercise a stock election to trade shares of VMW for shares of AVGO. According to the client, they should have received fifteen (15) shares of stock plus an additional $8,522.88. However, the client claims that they only received $16,815.00 […]
Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has officially opened an investigation into Gary Thomas Madrid (CRD #1934700) of WestPark Capital, Inc. in Irvine, California. If you are an investor concerned about your accounts, you are not alone. This report details all known regulatory disclosures, customer complaints, lawsuits, and red flags associated
Law Firm Investigates Gary Madrid of WestPark Capital Over Investment Fraud Allegations Read More »
Haselkorn & Thibaut, a national securities fraud law firm, has opened an investigation into Antonio Molinos, Jr. (CRD 2764977), a broker affiliated with Spartan Capital Securities, LLC in Ronkonkoma, NY, and New York, NY. If you or a loved one invested with Mr. Molinos and have experienced losses or questionable account activity, this comprehensive report
Haselkorn & Thibaut Investigates Antonio Molinos Jr. at Spartan Capital Securities Read More »
In a recent development, Jeffrey Bangerter, a broker and investment advisor associated with Concorde Investment Services, LLC (CRD 151604), has been accused of making unsuitable recommendations and implementing an aggressive investment strategy. The customer dispute, filed on January 12, 2024, is currently pending resolution and involves investments in interval funds and perpetual REITs. The allegations
Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has initiated an investigation into Randall E. Duggan, a financial advisor with Moloney Securities Co., Inc. If you are one of Mr. Duggan’s current or former clients—or have concerns about how your investments were handled—this report is for you. Our goal is to provide you