Investment Fraud Lawyers

In a recent development, financial advisor Leo Rosner of Cambridge Investment Research, Inc. (CRD 39543) has been named in a customer dispute filed on January 17, 2024. The pending case alleges that Rosner recommended an unsuitable investment and misrepresented the investment to the claimants. The product type involved in the dispute is a Real Estate […]

Investment fraud attorneys at Haselkorn & Thibaut have opened an investigation into Bellingham, Washington financial advisor Randall Duggan (CRD# 5559097) following multiple investor complaints alleging unsuitable investment recommendations. The investigation focuses on Mr. Duggan’s activities as a registered representative with Moloney Securities, where he operates under the business name Sentinel Wealth Management. Understanding the Recent

Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has opened an investigation into UBS Financial Services broker Scott D. Jones (CRD# 2196146) following multiple customer complaints and regulatory concerns. If you’ve worked with Mr. Jones or have concerns about your investments, understanding his regulatory history is crucial for

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into David Richard Geake, a former stockbroker who most recently worked with American Trust Investment Services, Inc. in Northbrook, Illinois. If you invested with Mr. Geake and experienced losses or have concerns about your investments, you may have options for recovery. Understanding

Craig Bonn, a broker associated with Harley Capital LLC, is currently facing allegations of sales practice violations from a client. The customer dispute, filed on January 18, 2024, remains pending as of now. While the specifics of the alleged misconduct are not disclosed, the client has claimed damages related to investments in equities, OTC equity