Investment Fraud Lawyers

Theresa Allen, a broker and investment advisor at RBC Capital Markets, LLC, is facing allegations of unsuitable investment recommendations. The customer dispute, filed on January 18, 2024, and currently pending resolution, claims that Allen made inappropriate investment suggestions between 2018 and May 2023. The complaint specifically relates to equity listed products, including common and preferred […]

Haselkorn & Thibaut has opened an investigation into Ronkonkoma, New York financial advisor Antonio Molinos following recent regulatory actions by the Financial Industry Regulatory Authority (FINRA). The investigation focuses on allegations of excessive trading and unsuitable investment recommendations that resulted in significant client losses. Understanding the Recent FINRA Action Against Antonio Molinos In August 2025,

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into financial advisor Michael Alexander Lackwood (CRD# 4742917), currently operating as Managing Member and Chief Compliance Officer of Spring Delta Asset Management. With concerns mounting about his regulatory history, investors who have worked with Lackwood deserve to understand the complete picture of

Haselkorn & Thibaut has opened an investigation into former Newport Beach financial advisor Zach Taylor following recent regulatory sanctions and multiple investor complaints. If you’ve suffered investment losses while working with Mr. Taylor, understanding the details of these regulatory actions and complaints can help you determine your next steps. Understanding the FINRA Suspension In August

Jennifer Lander, a broker and investment advisor at Realta Equities, Inc., is facing allegations of unsuitable investments, according to a recent customer dispute filed on January 18, 2024. The claimant, whose identity has not been disclosed, alleges that Lander made investment recommendations that were not appropriate for their financial situation and risk tolerance. The damage