Investment Fraud Lawyers

Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Chicago-based financial advisor Brent Allen Penrose, currently registered with Northern Trust Securities, Inc. If you’ve worked with Mr. Penrose or have concerns about your investments, understanding his regulatory history and professional background can help you make informed decisions about your financial future. Who is Brent Allen […]

Matthew Mitchell, a broker and investment advisor affiliated with AEGIS CAPITAL CORP. (CRD 15007) in New York, is facing serious allegations of unauthorized trading and inaccurate assessment of a client’s investment objectives and risk tolerance. The alleged misconduct occurred between January 2012 and May 2023, according to a recent disclosure on Mitchell’s FINRA BrokerCheck profile.

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Tustin, California financial advisor Leticia Hewko (CRD# 6211451) following a recent investor complaint alleging unsuitable investment recommendations. The complaint, filed with the Financial Industry Regulatory Authority (FINRA), claims that Ms. Hewko’s advice regarding non-traded real estate investment trusts (REITs) resulted in

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into William Blair & Company financial advisor Robert J. Rumley III following concerning regulatory disclosures on his record. If you’ve invested with Mr. Rumley or have concerns about your account, understanding his background and regulatory history is crucial for protecting your financial

John Forrester, a broker with Newbridge Securities Corporation, is facing serious allegations of misconduct, as reported by a recent customer dispute filed on January 19, 2024. The complaint, which is currently pending, accuses Forrester of breach of fiduciary duty, breach of contract, fraud, negligence, and negligent supervision. The dispute involves alternative investments and stocks, with