A former California financial advisor is at the center of a serious regulatory action that every investor should know about. According to FINRA’s BrokerCheck report (CRD# 6232970), Avinesh K. Shankar — formerly a registered representative with Pruco Securities, LLC in Roseville, California — was named a respondent in a formal FINRA complaint filed on February […]
Haselkorn & Thibaut has launched an investigation into James Thomas Chapman (“Tom Chapman”), a veteran financial advisor currently registered with Aragon Family Office LLC based in Alabama. Investors who have worked with Mr. Chapman, particularly during his tenure at Equitable Advisors, LLC (formerly AXA Advisors, LLC), are encouraged to review their account statements and contact
Investigation Launched Into Tom Chapman at Aragon Family Office Alabama Read More »
Haselkorn & Thibaut, a national securities fraud law firm, has opened an investigation into former broker Gregory Matthews (CRD #1389823) following his recent bar by the Financial Industry Regulatory Authority (FINRA). If you invested with Gregory Matthews during his time at Morgan Stanley or any of his previous firms, you may have legal options to
Learn how to use the IAPD (SEC) records and nine practical tools to vet investment advisers, spot red flags, and take action if you suspect fraud.
IAPD SEC: 9 Tools & Steps to Check an Investment Adviser (2026) Read More »
Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into potential recovery options for investors who suffered losses connected to Andrew Hamilton Jacobus, a former Fort Lauderdale financial advisor now sentenced to 20 years in federal prison for orchestrating a $94 million Ponzi scheme. If you invested with Jacobus or any