Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: case@htattorneys.com Web: InvestmentFraudLawyers.com

Merrill Lynch Advisor Jennifer Oprinski Faces Serious Misrepresentation Allegation

Jennifer Oprinski, a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, is currently facing a serious allegation of misrepresentation related to an annuity contract. The customer dispute, filed on March 15, 2024, and currently pending resolution, alleges that the former financial advisor made a misrepresentation of a variable annuity contract in 2010 […]

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UBS Financial and Gerald McGinley Face Allegations of Investment Misconduct

UBS Financial Services Inc. and its broker, Gerald McGinley, are currently facing serious allegations of unsuitability and misrepresentation related to recommendations to invest in and hold an options overlay strategy. The alleged misconduct occurred between January 2018 and the present, and the pending customer dispute filed on March 15, 2024, has caught the attention of

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Christopher Knutson Complaints and Investigation

Christopher Knutson is registered with Aegis Capital Corp. in Melville, NY, where he has worked since August 2014. Before that, he was registered with multiple firms throughout his career, including Global Arena Capital Corp, Prestige Financial Center, and S.W. Bach & Company. Haselkorn & Thibaut (InvestmentFraudLawyers.com) is investigating Mr. Knutson and Aegis Capital. Investors are encouraged

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Edward Jones Advisor Jay Lovin Faces Customer Dispute Allegation Over Unauthorized Sale

Edward Jones and broker Jay Lovin are facing a serious customer dispute allegation, as revealed in Lovin’s BrokerCheck report. The client claims that Lovin conducted an unauthorized sale of AQST equity in November 2023, raising concerns about potential misconduct and violation of FINRA rules. As the case remains pending, investors with accounts managed by Jay

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Carolina Hong of Equitable Advisors Faces Allegations Over Unsuitable Annuities

Carolina Hong, a broker with Equitable Advisors, LLC, is currently facing a serious customer dispute allegation regarding the sale of unsuitable annuities. The complaint, filed on March 17, 2024, and currently pending resolution, claims that the annuities sold to the customer in 2016 and 2017 were not appropriate for their financial needs due to high

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