Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: [email protected] Web: InvestmentFraudLawyers.com

GPB Capital Lawsuit

BD4RIA and Dempsey Lord Smith Fined by FINRA for GPB Capital Holdings Investments Sales

The count of broker-dealers found guilty of misselling private placements of GPB Capital Holdings continues to rise. BD4RIA Inc., and Dempsey Lord Smith, have been fined by the Financial Industry Regulatory Authority (FINRA) for the same. Actions covered by the ruling pertaining to the spring of 2018. FINRA held that the two broker-dealers were negligent […]

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FINRA Fines National Security Corp Over Pre-IPO Sale

FINRA Fines National Security Corp Over Pre-IPO Sale

The Financial Industry Regulatory Authority (FINRA) has penalized a brokerage-dealer company regarding its private offerings management. As per a confirmation letter and approval published by the regulatory agency, National Securities Corp (NSC) supposedly sold buyers a pre-initial public offering in a privately owned firm recognized as “Company A” in two different offerings between December 2017

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Northstar Financial Services (Bermuda)

Investment Fraud Lawyers Investigate East West Bank Customer Losses in Northstar Financial Services (Bermuda)

The number of customers of East West Bank who are claiming losses in the products of Northstar Financial Services (Bermuda) is rapidly rising. Many of these are Chinese nationals who seem to have invested in Northstar on the recommendation of their financial advisor, believing it to be a well-regulated US security. They ended up owning

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Widow To Get 1K From Robert Fehrman MSC-BD Over GPB Capital Private Placement Losses

Widow To Get $221K From Robert Fehrman MSC-BD Over GPB Capital Private Placement Losses

Robert Fehrman, a former MSC-BD broker, allegedly made unsuitable GPB Capital private placement recommendations. A widow was awarded $221,000 in compensatory damages, legal expenses, and other fees by a Financial Industry Regulatory Authority (FINRA) arbitration panel against brokerage firm MSC-BD, LLC for losses she incurred in GPB private placements. GPB Capital Holdings was indicted for

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Ameritas Agrees to Pay .6 Million

Ameritas Agrees to Pay $4.6 Million Over Alleged Revenue Sharing Infringement

According to the Securities and Exchange Commission (SEC), Ameritas failed to act in its advisory clients’ best interests when selecting mutual fund share classes and money market funds. The regulator has announced a settlement with another company over allegations of mutual fund share class selection infractions, among other things. The SEC has targeted Ameritas Advisory

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