Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

How Carlo Freese’s Alleged Neglect Cost a Charles Schwab Client Thousands

Investment fraud is a serious issue that can have devastating financial consequences for investors. One such case currently under investigation involves a customer dispute against Carlo Freese, a representative of Charles Schwab & Co., Inc. The allegation, which is still pending, was filed on 9/22/2023 and claims that Freese did not follow specific investment instructions […]

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Investigation of Advisor Gina Francisco by LPL Financial LLC and Haselkorn & Thibaut

Investment fraud is a serious matter that can result in substantial financial losses for investors. In recent news, an advisor named Gina Francisco, associated with LPL Financial LLC, is under investigation by Haselkorn & Thibaut, a national investment fraud law firm with offices in Florida, New York, North Carolina, Arizona, and Texas. The case involves

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Investment Suitability Case: Dan Wagner, Triad Advisors and Arkadios Capital Issue

Investment fraud is a serious matter that can result in significant financial losses for investors. Recently, a case involving broker Dan Wagner and his affiliations with TRIAD ADVISORS LLC and Arkadios Capital (CRD 282710) has come to light. The case, which is currently pending, involves a customer dispute over unsuitable Real Estate Investment Trust (REIT)

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Allegation Against Advisor Jie Elaine Yu and Cetera Investment Services LLC Firms

The Seriousness and Data Surrounding the Allegation On September 22, 2023, the Commodity Futures Trading Commission (“CFTC”) issued an order against Jie “Elaine” Yu (“Yu” or “Respondent”), who was associated with Cetera Investment Services LLC and Cetera Investment Advisers LLC. The CFTC had reason to believe that in 2021, Yu violated Section 4c(a)(2)(A)(ii) of the

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Anthony Taylor and NYLIFE Securities LLC: Alleged Investor Fraud Uncovered

Investment fraud is a serious issue that investors face, and allegations of such incidents should never be taken lightly. A recent allegation involving Anthony Taylor and NYLife Securities LLC has raised concerns among investors. The customer alleges that they received inaccurate information related to the charges associated with their mutual fund account, which resulted in

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