Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to a former financial advisor, Brian Engstrom who was previously with Oppenheimer & Co., Inc. (2002-2016) and with Stifel, Nicolaus & Company (2016-2020) in Tampa, FL. The attorneys of Haselkorn & Thibaut have been investigating potential sales practice and supervision issues […]
Brian Engstrom | Stifel, Nicolaus & Co: SUSPENDED Read More »
Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to a former financial advisor, John J. Cahill who was previously with Janney Montgomery Scott LLC (2013-2019) in Upper Saddle River, NJ. The attorneys of Haselkorn & Thibaut have been investigating potential sales practice and supervision issues relating to John J.
Janney Montgomery Scott – John Cahill INVESTIGATED Read More »
The Haselkorn & Thibaut is investigating potential sales practice violations by financial advisors who were recommending First Trust MLS and Energy Income Fund (FEI) and similar energy sector-related investments to main street investors. The recent trading in FEI had been relatively steady above the $11.00/share range for years. Through 2019, and into February 2020 that
First Trust MLS and Energy Income Fund (FEI) Investor Notice Read More »
United States Oil Fund LP (NYSE: USO) has been around for 14 decades, and losses now are roughly 97% from a high of over $110 to now $2.57. USO is an exchange-traded fund (ETF) that tracks the futures market to give investors exposure to the price of oil. Haselkorn & Thibaut, a nationwide investment fraud
United States Oil Fund Lawsuit (USO) “FINRA” – 97% Loss! Read More »
The Haselkorn & Thibaut is investigating possible sales practice violations by financial advisors who recommended Valaris PLC (NYSE: VAL) along with other energy sector-related investments into retail principal street investors. VAL stock was generally trading at or over $100 per share mid-2015, dropped to $40 per share in 2016, then $20 per share in 2019
Valaris PLC Investor Notice (NYSE: VAL) Read More »