Investment Fraud Lawyers, Author At Investment Fraud Lawyers

Christopher Bice Financial Advisor Complaints | Sagepoint Financial

Our investment fraud attorneys at Haselkorn & Thibaut are investigating clients’ complaints involving stockbroker Christopher R. Bice of Sagepoint Financial. Bice’s BrokerCheck records show a number of pending FINRA investment fraud lawsuits, including two client disputes related to private placements. The plaintiffs are seeking more than $2 million in damages and we believe there are […]

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Does Your Financial Advisor Have A Conflict of Interest?

If you are like most investors, you read the brochures and advertising materials where brokerage firms want to gain your trust (and your assets) by convincing you that they can help you save for your retirement, keep your money safe and secure, assist you in making wise investments, and advise you in making other critical

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$245k Northstar Financial Services Complaint Against Maria Calcena at Ocean Financial

$245k Northstar Financial Services Complaint Against Maria Calcena (Ocean Financial)

The investment being safe, secure, and liquid and the freedom to withdraw whenever required, minus a small surrender fee, were the assurances provided by broker Maria Florencia Calcena, then a registered representative of Ocean Financial Services, based on which $245K was invested by a former client in a product from Northstar Financial Services (Bermuda) Ltd.,

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The Inland Real Estate Income Trust (IREIT) Lawsuit “FINRA”

Haselkorn & Thibaut are investigating claims against financial advisors and their broker-dealers that sold The Inland Real Estate Income Trust, Inc. (IREIT) for having improperly recommended it to some of their clients. It is alleged that many retail investors might not adequately understand the responsibility that broker-dealers, through whom they make investment decisions and whose

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Triad Advisors Complaints: Investor Notice

Triad Advisors, an Advisor Group network brokerage firm, has been asked by the Financial Industry Regulatory Authority (FINRA) to pay a fine of $150K for supervisory failures pertaining to short-term trades involving Class A shares of mutual funds and variable annuity exchanges, in addition to repayment of $44K to customers financially affected by their failures.

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