Jason J. Mosher is an investment advisor with Sheppard Mosher in Canandaigua, NY, and he has been registered with Kalos Capital, Inc. (September 2014 to Present). InvestmentFraudLawyers.com is currently investigating the sales practices of Mr. Mosher to clients specifically of GPB Capital Holdings. Mr. Mosher holds FINRA Series 6, Series 7, Series 63, and Series […]
Jason Mosher, Kalos Capital, GPB Capital Investigation Read More »
New York City REIT, the real estate investment trust also known as American Realty Capital New York City REIT and sponsored by AR Global, listed on the New York Stock Exchange under the symbol NYC crashed 41% on the first day of trading. For the investors that purchased NYC REIT as a non-traded REIT, the
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William A. Wimberly was registered with LPL Financial, LLC (November 2008 to August 2018) in Jackson, MS.  According to FINRA BrokerCheck (as of June 2020), Mr. Wimberly has been suspended from acting as a broker and is not currently registered as a broker, and his Brokercheck report reflects the following disclosures: In May 1998, a customer dispute
William Wimberly, LPL Financial, (Jackson, MS) SUSPENDED By FINRA Read More »
Robert Silverman  (CRD#4582993) is not currently registered as a broker with the Financial Regulatory Authority (FINRA). Mr. Silverman was previously registered with Cetera Financial Specialists LLC (June 2004 to July 2019).  In July 2019, Mr. Silverman was discharged by Cetera Financial Specialists LLC after he had admitted to a violation of firm policy wherein he had
Unauthorized Trading – Robert Silverman, Cetera Financial, Investigated Read More »
There have been rumors swirling regarding Chesapeake Energy Corp. (CHK) preparing a potential Chapter 11 bankruptcy filing. Most recently, those rumors have now more recently included a possible missed interest payment to bondholders on at least one tranche of CHK bonds. There is approximately $9 billion in outstanding CHK 2021 unsecured notes, and a bond
Chesapeake Energy Bonds Investor Notice Read More »