Brenda Smith (CRD 4438518) was arrested by federal authorities and accused of running a $63 million Ponzi scheme, according to the U.S. Securities and Exchange Commission (SEC). Brenda Smith, founder of Broad Reach Capital, has been charged with one count of money laundering and two counts of wire transfer fraud according to a SEC complaint. […]
Brenda Smith (CV Brokerage) ARRESTED For Ponzi Scheme Read More »
FSEP (FS Energy & Power Fund) investors have been having a rough time over the past few months after the losses that the investment company reported a $1.50/share loss for investors. There is some good news because an investigation has been launched to investigate the firm and lawyers from Haselkorn & Thibaut sided with investors
FSEP (FS Energy & Power Fund) Lawsuit and Investigation Read More »
Resource Real Estate Opportunity REIT is a risky and complex alternative investment that was a high-commission investment for the broker-dealer and financial advisors selling the products. This investment product was often marketed to individual retail investors as a non-traded real estate investment trust (REIT) and presented as safe, income-producing investments. In that process, the material
Resource Real Estate Opportunity REIT – Investor Notice Read More »
Eric Drewes is a financial advisor registered with American Capital Partners, LLC, in Jacksonville, Florida. The broker-dealer markets itself as a “personal wealth management” firm that helps clients prioritize objectives and prepare financially to accomplish them, including retirement income and financial planning, and other financial goals. Eric Drewes Investigation Mr. Drewes is a Managing Director
American Capital Partners Complaints Read More »
Mark Lamkin was registered LPL Financial LLC (2001-2018) and with Calton & Associates, Inc. (2018 to present) in Louisville, KY. According to the Financial Regulatory Authority (FINRA) BrokerCheck (as of May 2020), Mr. Lamkin has been the subject of 7 disclosures and is currently suspended by FINRA from acting as a financial advisor. In 2000,
Mark Lamkin (Carlton & Associates) Suspended – Investor Notice Read More »