David Nastri, a broker and investment advisor associated with LPL Financial LLC (CRD 6413) in Connecticut, is facing allegations from customers regarding an inappropriate investment made in 2014. The customers claim that the investment, a real estate security, was unsuitable for their investment objectives and risk tolerance. The case, filed on January 2, 2024, is […]
Haselkorn & Thibaut, a leading national investment fraud law firm, has initiated an investigation into Ian Christopher McElreath—a Tampa, FL-based former financial advisor most recently registered with Foreside Fund Services (now ACA Group). If you are an investor who worked with Ian McElreath or had accounts at any of his prior broker-dealer firms, this report
Haselkorn & Thibaut Opens Investigation into Philip Hoang (Morgan Stanley, Menlo Park, California): A 2025 Overview If you are an investor who worked with Philip Hoang (CRD# 5134140), currently associated with Morgan Stanley in Menlo Park, California, it is crucial to be informed about recent developments and your options. Haselkorn & Thibaut, a national investment
Cory Weiser, a broker and investment advisor at MML Investors Services, LLC (CRD #10409) in Florida, is facing allegations of misrepresentation related to the sale of variable annuities in 2023. The complainants allege that Weiser omitted crucial information about the income benefits they would lose by terminating their existing variable annuities to purchase new products
Haselkorn & Thibaut, a national law firm with a 98% success rate, millions recovered, and over 50 years of experience, has opened an investigation into recent investor complaints and regulatory sanctions involving Luke Foster Lannister (CRD #6317373), a former financial advisor in Rockville, MD, most recently associated with Grove Point Investments, LLC (formerly H. Beck).
FINRA Sanctions Prompt Investigation of Luke Foster Lannister at Grove Point Investments Read More »