Investment Fraud Lawyers

Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors nationwide and have offices in Florida, New York, North Carolina, Arizona, and Texas. We have over 50 years of experience and a 98% success rate.   Call us now for a free consultation at 1-800-856-3352 or email us at [email protected] No Recovery, no fee.

How to File a Complaint Against Vanguard: A Guide for Financial Institutions

Facing issues with Vanguard can feel overwhelming. Many people don’t know that they have the right to file a formal complaint. This article will guide you through each step of lodging a complaint against Vanguard, from gathering evidence to contacting regulatory authorities. Keep reading for clear instructions on how to make your voice heard. Key […]

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Eric Duncan of Moloney Securities Accused of Financial Misconduct in Customer Dispute

Allegations of financial misconduct are a serious matter, impacting not only the individuals directly involved but also the wider investing community. One such case currently under investigation involves Eric Duncan, a broker and investment advisor associated with Moloney Securities Co., Inc. The allegation in question, pending since 8/23/2023, involves a customer dispute over suitability and

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RiverSource (Ameriprise) Fined $5M

RiverSource (Ameriprise) Fined $5M For Improper Annuity Switches

RiverSource Distributors, which operates as a subsidiary brokerage firm of Ameriprise, has been asked to pay a fine of $5 million by the Securities and Exchange Commission (SEC). The fine has been levied for variable annuities related to alleged violations. It has emerged that the sales strategy employed by many employees of RiverSource required customers

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David Lerner Associates Complaints For Energy 11 & 12

David Lerner Associates Complaints For Energy 11 & 12 – Loss Recovery Options

The national investor law firm, Haselkorn & Thibaut, P.A., is currently investigating David Lerner Associates for the sales of several proprietary products including Energy 11 LP, Energy Resource 12 LP, and Spirit of America Fund (NASDAQ: SOAEX). Among these, the Spirit of America Energy Fund is one of the proprietary products under investigation for allegations

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AXA Advisors Lawsuit Complaints FINRA

AXA Advisors Lawsuit “FINRA”

According to publicly available information, AXA Advisors’ business practices generate hundreds of millions of dollars in revenue from the sale of variable annuities, a practice that has raised questions about the business’s potential conflicts of interest, such as offering mutual funds with 12b-1 fees and being affiliated with law firms or broker-dealers. The approach to

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