Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Randall Duane Wilson (CRD #6180467), a financial advisor registered with Edward Jones in Tennessee. If you have invested with Randall Wilson or have questions about potential mishandling of variable annuities or any other investment, this research report details our findings and outlines your next steps for possible recovery of funds or losses. Our attorneys bring over 95 years of combined securities law experience, a 98% success rate, over $520 million involved in securities matters, and the kind of insider knowledge that only former Wall Street defense lawyers provide. We are proud to offer no recovery, no fee representation.
Overview: Who Is Randall Duane Wilson?
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Randall Duane Wilson is currently a registered financial advisor with Edward Jones, servicing clients in Tennessee. According to the most recent FINRA BrokerCheck review, Wilson has maintained his registration since 2014 and has passed industry-standard exams including the Securities Industry Essentials (SIE), Series 7, and Series 66.
Recent Regulatory Red Flags: Pending Regulatory Action in Tennessee
On July 8, 2026, the Tennessee Department of Commerce and Insurance initiated a regulatory action against Randall Wilson. Their Notice of Hearing and Charges alleges:
- Preparation of documents for the liquidation of a variable annuity after a client’s spouse passed away.
- Failure to retitle the annuity solely in the widow’s name before liquidation.
- The resulting liquidation triggered unnecessary capital gains taxes for the client.
The Department is pursuing civil penalties, restitution for losses, investigation costs, and revocation of Wilson’s Tennessee licenses. As of the last review, this matter remains pending under case number 23-00587.
What Does This Mean for Edward Jones Investors?
Variable annuities are complex investment products governed by FINRA Rule 2330 (Deferred Variable Annuities). This rule mandates clear disclosure, strict suitability reviews, and proper documentation of any transactions involving these annuities. FINRA Rule 2010 further obligates all registered advisors to uphold high standards of commercial honor and equitable principles of trade. In this case, documentation failures and resulting tax consequences may point to breaches of these vital rules.
- Investors have a right to expect their advisors to move assets properly, especially after major life events.
- Failure to retitle an annuity not only has possible tax ramifications, but may constitute negligence, lack of diligence, and a conflict of interest under the SEC’s Regulation Best Interest (“Reg BI”).
Our former Wall Street defense attorneys have seen how even small paperwork errors can result in significant financial harm. That’s why we actively represent clients harmed by variable annuity mishandling and fight for the recovery of avoidable losses.
Understanding Regulation Best Interest
Regulation Best Interest (“Reg BI”)—effective since June 2020—requires brokers and advisors to put your needs ahead of their own, especially when recommending transactions like annuity liquidations. Advisors must:
- Fully disclose fees, conflicts, and material facts.
- Demonstrate care by considering available alternatives and associated costs, not just what is easiest or most profitable for the broker.
- Identify and mitigate conflicts of interest so recommendations support the investor’s best outcome.
- Maintain robust policies and compliance procedures to ensure Reg BI is followed.
When these standards are not met, and an investor is harmed as a direct result, legal avenues for recovery may exist.
Complete List of Formal Disclosures and Complaints
| Category | Findings (as of August 2026 and April 2024) |
|---|---|
| Customer Complaints | None reported |
| Regulatory Disclosures | 1 pending regulatory action – Tennessee Department of Commerce & Insurance (July 2026) |
| SEC Enforcement Actions | None found |
| Civil Lawsuits/Arbitrations | None reported in federal or state litigation databases |
| Media Reports | No press coverage or news releases found |
Important: To see if new complaints or disclosures have surfaced since this review, you may visit the FINRA BrokerCheck website and search using Wilson’s CRD #6180467.
How to Protect Yourself & Pursue Recovery
If you believe you have suffered losses due to variable annuity mishandling or other misconduct by Randall Duane Wilson at Edward Jones in Tennessee, time is critical. In our experience, early consultation leads to the strongest recovery outcomes. Our attorneys will:
- Evaluate your account history and all advisory communications, spotting red flags and technical missteps.
- Draw on our collective 95+ years of experience and former defense “insider” perspective to build your strongest case.
- Handle negotiations and, if needed, arbitration or litigation—start to finish—with no fee unless you recover.
We know the strategies firms use to minimize payouts. Our advocacy has helped investors recover millions in previously “lost” funds—and our 5.0-star client reviews and AV Preeminent, Super Lawyers credentials reflect our commitment to client success.
Contact Our Team—Free Consultation, No Obligation
If you invested with Randall Duane Wilson at Edward Jones and have questions or believe you have suffered losses, our investigation can help you understand your rights.
Take advantage of a free, confidential consultation with our attorneys. Call 1-888-885-7162 now. Our team is ready to listen, assess your options for recovery, and provide the advocacy you deserve. There is no fee unless we recover your funds.
Your financial security and peace of mind are our priorities. If you wish to check Wilson’s current record yourself, visit BROKERCHECK and search for CRD #6180467.
