In a recent development, Damian Maggio, a broker associated with Joseph Stone Capital L.L.C. (CRD 159744), has been named in a multi-claimant group arbitration case. The allegations against Maggio include failure to supervise, and the case is currently pending resolution. Investment fraud and bad advice from financial advisors can have devastating consequences for investors. According […]

Haselkorn & Thibaut, a national investment fraud law firm, has initiated an investigation into George Jing (CRD# 2835725), a former financial advisor based in Rockville, Maryland, who was most recently registered with TransAmerica Financial Advisors. With more than 50 years of combined legal experience, Haselkorn & Thibaut has recovered millions for investors nationwide and offers

Austin Roncancio, a registered investment advisor with CRD number 6745943, is currently facing allegations of negligence and breach of fiduciary duty. According to recent disclosures, clients have accused Roncancio of investing their retirement funds speculatively, putting their financial future at risk. The case, which was filed on January 3, 2024, is still pending resolution. The

Haselkorn & Thibaut has initiated an investigation into Bryan Lubitz, a financial advisor currently registered with Equitable Advisors in Melville, New York. Investors who have worked with Bryan Lubitz or have concerns regarding their accounts are encouraged to learn more about his background, customer disputes, and how to seek potential recovery of investment losses. With

In a recent development, a customer dispute has been filed against Edward Turley, a former broker and investment advisor associated with J.P. Morgan Securities LLC (CRD 79). The claimant alleges that Turley exercised discretion and engaged in unsuitable trading activities from 2011 to 2019. The disclosure, which is currently pending, involves various products, including debt,