Kenneth Ibbetson, a broker and investment advisor with Wells Fargo Clearing Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of charging improper commissions to liquidate securities in an advisory/fiduciary account. The customer dispute, filed on February 3, 2024, and currently pending resolution, claims that Ibbetson

Daniel Williams, a broker with American Portfolios Financial Services, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unsuitable investment recommendations involving variable annuities. The customer dispute, filed on February 4, 2024, claims that Williams provided poor advice when recommending a variable annuity purchase in 2023.

In a recent development, a client has alleged that Richard Miller, an advisor at Ameriprise Financial Services, LLC, sold all positions from his Ameriprise One account without his authorization. The incident, which took place on February 4, 2024, has been settled, according to the disclosure filed with FINRA. Details of the Allegation The client’s complaint