Patrick Mendenhall, a broker and investment advisor associated with USCA Securities LLC, is currently facing a customer dispute filed on January 12, 2024. The dispute, which is still pending resolution, involves allegations related to equity listed securities and options. According to the disclosure details, the client, who is described as a sophisticated investor with extensive

In a recent development, a client has alleged that their financial advisor, Jana Thielges, failed to exercise a stock election to trade shares of VMW for shares of AVGO. According to the client, they should have received fifteen (15) shares of stock plus an additional $8,522.88. However, the client claims that they only received $16,815.00

Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has officially opened an investigation into Gary Thomas Madrid (CRD #1934700) of WestPark Capital, Inc. in Irvine, California. If you are an investor concerned about your accounts, you are not alone. This report details all known regulatory disclosures, customer complaints, lawsuits, and red flags associated