Former broker Antoine Souma has been ordered to pay Morgan Stanley nearly $6.4 million in compensatory damages related to two promissory notes paid to him as recruitment compensation. After a panel of arbitrators concluded that prohibited broker Antoine Nabih Souma (CRD# 4210987) owes his former employer, Morgan Stanley, $6.4 million in compensatory damages, national investment […]
This week, the Financial Industry Regulatory Authority (FINRA) emphasized the significance of maintaining accurate client records by suspending a broker accused of misrepresenting customer call details. Derek Rehill, a 24-year industry veteran, received a two-month suspension for allegedly breaching FINRA’s Rule 2010, which mandates brokers to adhere to “high standards.” Rehill is accused of recording
Structured products allow investors to benefit from changes in the value of underlying assets such as stocks, bonds, commodities, or currencies. These customized investments integrate different financial instruments like futures, options, and swaps to create an individual investment opportunity with a specific risk and return profile. For many investors, structured products offer attractive returns and
Investor Alert For Barclays Trigger Auto Callable Notes Read More »
Haselkorn & Thibaut, national investment fraud lawyers, are looking into Samuel Bruce Phillips Jr. (CRD# 2239471) activities of Cape Securities, Inc. for alleging due to unsuitable investment recommendations in NP Skyloft DST, national investment fraud lawyers. Recent claims state that NP Skyloft breached the terms of its $35 million loan and that its loan equity
Haselkorn & Thibaut Investigating Massive Investor Losses in NP Skyloft DST Read More »
If you’ve invested in Blackstone Real Estate Income Trust (BREIT) and have suffered losses, it can be a frustrating and overwhelming experience. But you don’t have to face it alone. Haselkorn & Thibaut, a national investment fraud law firm, is here to help. Our attorneys are investigating major Wall Street brokerage firms and financial advisors