Investors need to be aware of the seriousness of allegations made against financial advisors. Recently, a customer dispute has been filed against Gary Costello, a broker and investment advisor currently associated with Aegis Capital Corp. The allegations are significant, claiming churning, unauthorized withdrawals, negligence, gross negligence, breach of fiduciary duty, breach of contract, breach of […]

Investors entrust their hard-earned money to financial advisors with the expectation of honest and professional service. However, allegations of malpractice can shake this trust and potentially result in significant financial loss. One such serious allegation has been made against Mimi Park, a representative of U.S. Bancorp Investments, Inc. Understanding the Allegation and FINRA Rule On

Investment fraud allegations are a serious matter that can significantly impact both investors and financial advisors. One such allegation currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, involves a customer dispute filed on 9/25/2023. The customer alleges that in March and April of 2019, Registered Representative David White of Centaurus