Investment Fraud Lawyers

GWG 2021: What is Going on with GWG L Bonds

Navigating the financial upheaval of GWG Holdings in 2021 can be challenging and unnerving for investors. One such significant development was the decline in their stock price by 49% between November 2021 and March 2022. This article will offer a thorough examination of crucial updates, developments, potential legal consequences and investor concerns surrounding this company during the turbulent period […]

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Convicted Forefront Capital Holdings Broker Gets SEC Inquiry for Fraud: Will Justice be Served?

The SEC has stated that it intends to start public administrative proceedings against a disbarred broker currently serving a lengthy prison term. According to BrokerCheck, New York resident Bradley Reifler, 63, who became a broker in 1986, was barred from the industry in 2018 for refusing to cooperate with the Financial Industry Regulatory Authority’s “investigation

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Understanding GWGH: Exploring Financial Services Solutions And Investment Opportunities

Investing in today’s financial world can feel like a maze of numbers and predictions. Are you looking for fresh investment opportunities or ways to manage your assets effectively? Tackling this challenge often requires diving into the details of companies, such as stocks such as GWG Holdings, Inc., that are now bankrupt. GWGH has made waves

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Paul McGonigle Pleads Guilty to Defrauding Clients and Stealing Their Retirement Assets

Paul McGonigle, a 67-year-old financial adviser from Middleboro, Massachusetts, pleaded guilty to defrauding his elderly clients and stealing their retirement assets. He allegedly stole at least $1.4 million from the annuities of 15 clients over three years, according to court documents and a statement jointly released by the U.S. Attorney’s Office and the Federal Bureau

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FINRA Fines Long Island Financial Group for Reg BI Noncompliance

A broker-dealer was penalized by the Financial Industry Regulatory Authority (FINRA) for suspected violations of Regulation Best Interest (Reg BI), which shows the self-regulator is now actively going after businesses. Recently, IBM settled with three people over alleged violations of Reg BI. Reg BI, enacted by the Securities and Exchange Commission in June 2020, mandates

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