Ryan Scott Kelly, Financial Advisor in Durham, NC: Investigation Opened by Haselkorn & Thibaut
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Haselkorn & Thibaut, a national investment fraud law firm, has opened an independent investigation into Ryan Scott Kelly, a financial advisor currently with Davenport & Company LLC in Durham, North Carolina. With over 50 years of combined securities law experience, a 98% success rate, and millions recovered for investors nationwide, Haselkorn & Thibaut (1-888-994-8066) is dedicated to safeguarding investor interests. If you have questions or concerns about your investment accounts handled by Ryan Scott Kelly—especially in light of recent employment history and related allegations—please keep reading to learn the facts, potential red flags, and how you may take proactive steps.
Who is Ryan Scott Kelly?
Ryan Scott Kelly (CRD #: 4458454) is a registered stockbroker and investment advisor with a professional history spanning over two decades. Currently, Mr. Kelly is licensed with Davenport & Company LLC (CRD #1588) at their Durham, NC office (2828 Pickett Road, Suite 280, Durham, NC 27705). His prior experience includes significant tenures with both Raymond James Financial Services, Inc. and Edward Jones.
Summary Table: Ryan Scott Kelly & Broker-Dealer Affiliations
| Field | Value |
|---|---|
| Advisor Name | Ryan Scott Kelly |
| Advisor CRD | 4458454 |
| Current Broker-Dealer | Davenport & Company LLC (CRD #1588) |
| Former Broker-Dealer | Raymond James Financial Services, Inc. |
| Other Past Firms | Edward Jones |
| Business Affiliations | J & H Timber LLC, Kelly Wealth Management Group (President), Pintail Landing LLC, Ricks Properties LLC |
| Registration Start at Davenport | May 8, 2025 |
Ryan Scott Kelly’s Employment History & Allegations
Mr. Kelly’s career timeline shows stability and extensive experience, but it’s important for investors to consider recent developments. Specifically, Raymond James Financial Services, Inc. discharged Ryan Scott Kelly on April 15, 2025. According to records, the firm cited concerns regarding the “improper retention of confidential client information from a prior firm with potential use in opening new accounts.” The underlying allegations include:
- Improper retention and/or use of nonpublic personal client information
- Failure to follow privacy policies and procedures as outlined by firm rules
These issues do not necessarily indicate financial losses or fraud, but they are important for investors to consider, especially when evaluating ongoing or past business relationships with Mr. Kelly.
BrokerCheck & Complaints: What Does Ryan Scott Kelly’s Record Show?
One of the most critical steps for investors is to examine an advisor’s regulatory and disclosure history. As of the most recent updates on FINRA BrokerCheck and public SEC records for CRD #4458454, the following is shown for Ryan Scott Kelly:
- No customer disputes, complaints, or arbitrations have been reported
- No civil or criminal legal actions
- No regulatory infractions from FINRA, the SEC, or state authorities
- No bankruptcy filings or financial distress disclosures
- No employment terminations or withdrawals due to regulatory investigations
Investors can view the most current public record for Ryan Scott Kelly on FINRA BrokerCheck.
Key Takeaways & Potential Red Flags
While Ryan Scott Kelly’s regulatory record does not reflect customer complaints or legal actions, the following points should be taken into account:
- Employment Termination: Discharged by Raymond James Financial Services, Inc. for alleged improper handling of confidential client data.
- Multiple Affiliations: Listed as an officer in a series of companies, which may be relevant if you placed money in private or alternative investments. Always inquire about potential conflicts of interest.
- No Disclosed Complaints: At the time of review, there are no investor complaints or formal regulatory events, suggesting a clean public record.
Investors should routinely review their statements and account notes, and have transparent conversations about the handling of their sensitive information—particularly if recently moved between firms.
What Should Investors Do?
If you are or were a client of Ryan Scott Kelly and have concerns about the handling of your investments, account transfers, or privacy of your information, you may wish to discuss your situation with a trusted professional. Even if your account appears unaffected, a second opinion offers peace of mind—especially in transitional periods after a broker’s change in affiliation or allegations of misconduct.
Haselkorn & Thibaut is currently reviewing potential concerns involving Mr. Kelly and offers free, confidential consultations to evaluate investor claims. With a no recovery, no fee promise, you do not pay unless the firm successfully recovers your investment losses.
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut (investmentfraudlawyers.com) is a national law firm with over half a century of experience and a proven 98% success rate in representing investors across the United States. The firm’s team of securities attorneys assists clients in evaluating their accounts, investigating potential misconduct, and pursuing recovery through options like FINRA arbitration.
Key reasons to speak with Haselkorn & Thibaut:
- 50+ years of combined legal experience
- 98% proven success for clients
- Millions of dollars recovered for investors nationwide
- No-fee guarantee unless successful
- Personalized, confidential guidance at every step
Contact Haselkorn & Thibaut Today
If you invested with Ryan Scott Kelly at Davenport & Company LLC or Raymond James Financial Services, Inc. and have concerns—or even if you simply want to ensure your interests are protected—reach out today. Your initial case review is FREE and completely confidential.
Call Haselkorn & Thibaut at 1-888-994-8066 for a risk-free consultation with an experienced investment loss and securities fraud attorney. Take action early and be empowered with knowledge about your financial future.
