The financial world shook on December 10, 2023, when Brooklynn Chandler Willy, a Texas-based financial advisor and radio host, was arrested. Willy faces 14 criminal charges, including fraud. Her alleged scheme hurt at least 400 victims, with losses in the tens of millions. This case shines a light on big problems in the financial advisory […]
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Scott Mason, a 66-year-old wealth manager, faces serious fraud charges. Federal prosecutors in Philadelphia claim he stole $17 million from 13 clients at Rubicon Wealth Management. Mason ran the firm from 2016 to 2024, handling $231 million for about 115 clients. The charges include wire fraud, securities fraud, and investment adviser fraud. The Securities and
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Tracy Longstreet Complaints have drawn attention due to serious allegations spanning years. Tracy Marie Longstreet worked as a stockbroker and financial advisor for companies like UBS Financial Services Inc. (2009–2024) and Morgan Stanley (2000–2009). FINRA barred her on September 11, 2024, after she failed to submit crucial documents during an investigation. Customers claim she stole
Uncovering UBS Broker Tracy Longstreet Complaints And Allegations: What You Need To Know Read More »
Dealing with financial loss can be tough. In October 2023, Chris Ordway faced a complaint for $170K. This article will explore Berthel Fisher Chris Ordway complaints and offer ways to handle them. Haselkorn & Thibaut is currently investigating Mr. Ordway. Investors can our investment fraud lawyer for a free consultation by calling 1-888-885-7162 . Keep
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Are you worried about keeping good records at work? Many people find it hard to follow all the rules. The SEC just fined 12 firms $63 million for not keeping proper records. This shows how serious the issue is. The SEC’s action targets firms that used personal devices for work talks. This blog will explain
From Blackstone to JPMorgan: The $63M Lesson in Corporate Communication Compliance Read More »