Financial Advisor Fraud

Marc Meran, a broker and investment advisor currently employed by Morgan Stanley (CRD 149777) in Florida, is facing allegations of unsuitable investment recommendations related to municipal bonds. The customer dispute, filed on February 13, 2024, and currently pending resolution, has prompted an investigation by the national investment fraud law firm, Haselkorn & Thibaut. According to […]

Sanctuary Securities, Inc. and broker Chad Keller are currently under investigation by the investment fraud law firm Haselkorn & Thibaut following allegations of misconduct. The customer dispute, filed on February 13, 2024, claims that Keller disregarded the customer’s instructions not to sell their 75 shares of Eli Lilly stock, with 50 shares sold in 2016

In a recent development, customers have alleged that Richard Hubert Depalma, a registered representative associated with Centaurus Financial, Inc. (CRD 30833) in Pennsylvania, recommended and misrepresented unsuitable, high-risk, and speculative investments, breaching his fiduciary duty. The allegations, filed on February 13, 2024, are currently pending resolution. While no specific dates for the alleged activity were

Juan Villalobos, a former registered representative associated with Money Concepts Capital Corp, is facing allegations of unsuitable investment recommendations and other violations. The customer dispute, filed on February 13, 2024, is currently pending resolution. According to a recent study by Forbes, investment fraud and bad advice from financial advisors are more common than many investors

Juan Villalobos, a former registered representative associated with Money Concepts Capital Corp, is facing allegations of unsuitable investment recommendations and breach of fiduciary duty. The customer dispute, filed on February 13, 2024, is currently pending resolution. Claimants allege that Villalobos, who is now deceased, recommended investments that were not suitable for their financial situation and