Financial Advisor Fraud

Craig McDaniel, a broker and investment advisor with Capital Investment Group, Inc., is currently under investigation by the national investment fraud law firm Haselkorn & Thibaut. The firm, which has offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have suffered losses due to McDaniel’s alleged […]

In a recent development, a customer has filed a complaint against Robert Kilroy, a broker associated with Northwestern Mutual Investment Services, LLC (CRD 2881). The complaint, which was denied on February 16, 2024, alleges that the customer was not properly informed about the workings of a variable life insurance policy and had intended to make

John Stapleton, a broker with Spartan Capital Securities, LLC, is currently under investigation by the national investment fraud law firm, Haselkorn & Thibaut. The firm is looking into allegations of excessive commissions and fees charged by Stapleton in both equity trading and private placement investments. According to the Financial Industry Regulatory Authority (FINRA) BrokerCheck report,

In a recent development, a customer dispute has been filed against Brian Gracie, a registered representative associated with Lincoln Financial Advisors Corporation (CRD 3978). The claimant alleges that Gracie recommended an unsuitable Oil and Gas investment, resulting in significant financial losses. The disclosure, which is currently pending resolution, has raised concerns among investors and industry

John Bussa, a registered representative with Lincoln Financial Advisors Corporation, is currently facing allegations of recommending unsuitable oil and gas investments to a client. The customer dispute, filed on February 16, 2024 (CRD# Insert CRD#), is pending resolution, and details of the alleged damages have not been disclosed. Haselkorn & Thibaut, a national investment fraud