Financial Advisor Fraud

Haselkorn & Thibaut has initiated an investigation into Robert Sperber, a financial advisor based in Coral Gables, Florida, who is currently registered with Morgan Stanley (CRD#: 2297059). If you have invested with Mr. Sperber or have concerns regarding your investments, now is the time to learn more about this advisor’s background and what red flags, […]

Haselkorn & Thibaut, a national securities law firm, has opened an investigation into Kirkland, Washington-based financial advisor Nini Wu of Morgan Stanley (CRD# 6572622). If you are an investor concerned about recent disclosures or seeking clarity on your investment experience with Ms. Wu, this research report will provide you with essential, up-to-date insights—along with practical

Haselkorn & Thibaut has opened an investigation into financial advisor Katy Zhao, a registered broker and investment advisor based in Pasadena, California with Morgan Stanley. If you’ve worked with Katy Zhao (CRD 5264406) or are a current or former client, understanding the current disclosures and regulatory background of your advisor is essential for safeguarding your

Haselkorn & Thibaut has launched an independent investigation into Jason Li, a financial advisor based in Lacey, Washington, who previously worked with Merrill Lynch and is now registered with Madison Partners. With more than 50 years of combined experience, a 98% success rate, and millions recovered for investors, Haselkorn & Thibaut (1-888-885-7162) is dedicated to

Haselkorn & Thibaut has opened an investigation into financial advisor Anthony Sica (CRD# 1332626), previously of Joseph Gunnar & Co. LLC, regarding a pattern of regulatory actions and customer complaints. If you invested with Anthony Sica and have concerns about potential losses or unsuitable recommendations, understanding his background and recent regulatory findings is essential for