Financial Advisor Fraud

Gabriel Tessar, a broker and investment advisor at Trident Partners Ltd. (CRD 41258) in New York, is facing serious allegations from customers who claim that investments made between 2012 and 2014 were unsuitable for their investment goals and risk tolerance. This pending customer dispute, filed on March 11, 2024, involves real estate securities and has […]

Marc Koch, a broker and investment advisor currently employed by Morgan Stanley (CRD 149777) in New York, is facing a serious customer dispute allegation. The complaint, filed on March 11, 2024, and currently pending resolution, involves alleged misrepresentation related to mutual fund investments. This ongoing case has the potential to significantly impact investors who have

In a recent development that has sent shockwaves through the investment community, a serious allegation has been made against Austin Arata, a representative of Kinecta Financial & Insurance Services and LPL Financial LLC. The claimant alleges that Arata made unauthorized transactions in their accounts in May 2023, involving variable annuity products. This case, filed on

State Farm VP Management Corp. (CRD 43036) and its registered representative, Allan Proctor (CRD 3045437), are currently under investigation by the national investment fraud law firm, Haselkorn & Thibaut, following a serious allegation of professional negligence. The pending customer dispute, filed on March 12, 2024, alleges that the customer took a loan from an insurance