Centaurus Financial, Inc. (CRD 30833) and its registered representative, Kelley Slaught (CRD 1126586), are currently facing a serious customer dispute allegation. The complaint, filed on March 13, 2024, alleges that in April 2019, Slaught recommended an unsuitable, high-risk, illiquid investment and breached her fiduciary duty to the customer. This pending case has the potential to […]
In a recent development that has sent shockwaves through the investing community, a serious allegation has been leveled against financial advisor Michael McFeeley and his firm, Lincoln Financial Advisors Corporation. The claimant alleges that McFeeley recommended an unsuitable oil and gas investment, raising concerns about the advisor’s due diligence and the suitability of the investment
The financial world was shaken when Andrew Egber, a former broker at Wells Fargo Advisors, faced a serious action. The Financial Industry Regulatory Authority (FINRA) barred him from working in the industry. This happened because he did not follow important rules and refused to give documents when asked. After leaving Wells Fargo Advisors in 2018,
Wells Fargo Advisor Andrew Egber Barred By FINRA Read More »
In a recent development, a serious allegation has been brought to light against Michael McFeeley, a registered representative associated with Lincoln Financial Advisors Corporation (CRD 3978) in Pennsylvania. The customer dispute, filed on March 13, 2024, and currently pending resolution, alleges that McFeeley recommended an unsuitable oil and gas investment to the claimant. This allegation
Allegation Against Michael McFeeley, Lincoln Financial Advisors Draws Investor Concerns Read More »
In a recent development, a serious allegation has been brought against Bradley Lakner, a registered representative of Sunbelt Securities, Inc. (CRD 42180) in Illinois. The customer dispute, filed on March 13, 2024, and currently pending resolution, alleges that Lakner recommended an improper investment strategy and unsuitable investments purchased in 2015 and early 2016. The claim