Financial Advisor Fraud Archives – Page 398 Of 413

Ameriprise Complaints: Broker James Dunn

Ameriprise Financial James Dunn Facing 5 Customer Claims for a Total of $1.5M

If you are an investor who has had dealings with Ameriprise stockbroker James Dunn and has either suffered losses or suspected wrongdoing, you are advised to seek expert guidance. At Haselkorn & Thibaut, we have been contacted by several victims of the Virginia-based broker and are undertaking free reviews of their cases. Dunn has a […]

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Hospitality Investors Trust REIT Lawsuit “FINRA” and Bankruptcy Filing

Hospitality Investors Trust Inc. (HIT REIT), formerly American Realty Capital Hospitality Trust (ARC), filed for creditor protection according to the United States Bankruptcy Court in Deleware. The Covid-19 pandemic looks poised to strike at the business of non-traded but publicly registered Real Estate Investment Trust (REIT), but we have warned investors for over a year now about the

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“Doc” Gallagher Loots Million in Ponzi Scam

Preying on Seniors and Churchgoers, “Doc” Gallagher Loots $32 Million in Ponzi Scam

William Neil “Doc” Gallagher ran a Ponzi scheme that bilked $32 million off investors over several years. He exploited the elderly and particularly worked his way around churchgoers who believed he was a Christian like them. Many of his victims don’t know how they are going to live. Here are what two of the victims

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Thomas Brenner (First American Securities) Indicted for Fraud

Thomas Brenner, president of First American Securities (FAS), a broker-dealer, along with another person, allegedly conspired to solicit investment from Brenner’s clients for United RL Capital Services, which was in the business of medical laboratory development financing. Some of the clients made the investment apparently based on assurances from Brenner and his partner that they

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Raymond James Advisor Gregory Collier (Collier Financial Solutions) Filled Complaints Filed

Raymond James’ financial advisor Gregory Collier has had a continuous association with Raymond James since August 2005. He also reveals a business association with Mount Dora, FL based on Collier Financial Solutions. Disclosures on his BrokerCheck record are: Collier was accused of managing a portfolio poorly and for initiating trades that were unsuitable, with the customer

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