Haselkorn & Thibaut recently announced that it is moving forward with its probe into broker-dealers that unsuitably recommended KBS Growth & Income REIT to investors. The investigation is a great step forward for investors that lost their money by investing in the REIT. This is because it means they can potentially get recover the losses […]
KBS Growth & Income REIT Lawsuit “FINRA” Read More »
Scott Reed was registered Wells Fargo Clearing Services, LLC (2016-2020) and with First Financial Equity Corporation (2020 to present) in Scottsdale, AZ. According to the Financial Regulatory Authority (FINRA) BrokerCheck (as of May 2020), Mr. Reed has been the subject of 4 disclosures: In 2010, a customer dispute disclosure alleges a terrible recommendation. That matter
Scott Reed, First Financial Equity Corporation, Wells Fargo – INVESTIGATION Read More »
Frank Avallone, a financial advisor at National Securities Corporation, is facing suitability questions after two customers accused him of recommending unsuitable investment products. According to BrokerCheck record of May 7, 2020, two customers have accused of recommending wrong investments that led to substantial losses. Investors are encouraged to call 1-888-885-7162 to review their investment portfolios
Frank Avallone and National Securities Corporation Complaints & Investigation Read More »
CHRISTOPHER R. BLACK (a/k/a CHRIS BLACK), FINRA CRD #2186558 is registered with UBS Financial Services Inc. in Houston, TX since November 2015. Haselkorn and Thibaut are currently investigating the sales practices of Chris Black. According to Financial Regulatory Authority (FINRA) Brokercheck, Chris Black discloses a September 2019 customer dispute alleging damages of $1 million related
UBS Financial Advisor Chris Black Investigated Read More »
Jason J. Mosher is an investment advisor with Sheppard Mosher in Canandaigua, NY, and he has been registered with Kalos Capital, Inc. (September 2014 to Present). InvestmentFraudLawyers.com is currently investigating the sales practices of Mr. Mosher to clients specifically of GPB Capital Holdings. Mr. Mosher holds FINRA Series 6, Series 7, Series 63, and Series
Jason Mosher, Kalos Capital, GPB Capital Investigation Read More »