If you’ve ever been a victim of unsuitable investment recommendations, you know the sting of financial loss. It’s a bitter pill to swallow, especially when the advice came from someone you trusted. This is the very allegation that a client has leveled against Jeffrey Kennedy, a registered representative with CENTER STREET SECURITIES, INC. and CAPITAL […]
Well, folks, it’s high time we addressed the elephant in the room. We’re talking about a serious allegation that’s been hanging in the air like a bad smell. The allegation in question is a customer dispute, lodged on the 15th of June, 2023. The charges are as serious as a heart attack: breach of fiduciary
Investigating Linda Wimsatt and Westpark Capital by Haselkorn & Thibaut Read More »
Well, butter my biscuit, if it isn’t another financial scandal! This time, the spotlight is firmly on a certain Bret Schaefer, a broker previously associated with Woodbury Financial Services, Inc. and currently with Landolt Securities, Inc. Now, here’s the scoop: a customer dispute was settled on the 15th of June, 2023, where the customer claimed
Investigation into Bret Schaefer and Woodbury Financial Services by Haselkorn & Thibaut Read More »
Recent allegations have surfaced against Alfred Vanderlaan and his firm Westpark Capital, Inc. These allegations are of a serious nature, indicating potential misconduct in the financial advising sector. The accusations include breach of fiduciary duty, negligence, breach of contract, failure to supervise, and negligence – violation of Regulation Best Interest. The alleged misconduct involves a
The Seriousness of the Allegation On June 16, 2023, a pending customer dispute surfaced against a financial advisor named Tim Weinberg of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC. The client alleges that she was not informed that her investment was illiquid. The disputed amount totals $19,415.06. For those unfamiliar with the term,
Investigation into Advisor Tim Weinberg and Cetera Advisor Networks LLC Read More »