Financial Advisor Fraud

Newbridge Securities Broker Marshall Isaacson Barred By FINRA over Unsuitability Claims

Newbridge Securities Broker Marshall Isaacson Barred By FINRA over Unsuitability Claims

In 2019 alone, Marshal Isaacson had four customer complaints registered against him for financial misconduct. Marshall Isaacson, an ex-broker at Newbridge Securities based in Boca Raton, Florida, was recently barred by The Financial Regulatory Authority (FINRA). According to several reports, Isaacson has been accused of making unsuitable investment recommendations without paying heed to investor’s risk […]

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Scott Reed Wells Fargo Advisor INVESTIGATION

Scott Reed, First Financial Equity Corporation, Wells Fargo – INVESTIGATION

Scott Reed was registered Wells Fargo Clearing Services, LLC (2016-2020) and with First Financial Equity Corporation (2020 to present) in Scottsdale, AZ.   According to the Financial Regulatory Authority (FINRA) BrokerCheck (as of May 2020), Mr. Reed has been the subject of 4 disclosures: In 2010, a customer dispute disclosure alleges a terrible recommendation.  That matter

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Frank Avallone and National Securities Corp

Frank Avallone and National Securities Corporation Complaints & Investigation

Frank Avallone, a financial advisor at National Securities Corporation, is facing suitability questions after two customers accused him of recommending unsuitable investment products. According to BrokerCheck record of May 7, 2020, two customers have accused of recommending wrong investments that led to substantial losses.  Investors are encouraged to call 1-888-885-7162 to review their investment portfolios

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