Are you in a legal tangle and seeking an efficient alternative to traditional litigation? JAMS, the largest private Alternative Dispute Resolution (ADR) provider globally, might just be your solution. This blog will provide you with comprehensive insights into what JAMS arbitration is, the types of disputes handled, the costs involved, and how their process works. […]
Navigating the complex world of financial disputes can often feel overwhelming. In fact, the Financial Industry Regulatory Authority (FINRA) has a specific set of rules for arbitration designed to assist in these situations. This article aims to provide you with a comprehensive understanding of these crucial regulations, breaking down every facet from general procedures to
Understanding the FINRA Rules of Arbitration: A Comprehensive Guide Read More »
Facing financial loss due to your advisor’s negligence and investment fraud can be a tough predicament. Misrepresentation or the failure to disclose relevant data by the advisors often leads to disastrous outcomes. This comprehensive guide will unfold every step you need to take in order to sue your advisor for any misconduct that led to
In the intricate world of finance, overlooking something as vital as supervision can have disastrous consequences. With about 30% of all cases involving regulatory violations resulting in revocations from supervision, it becomes clear how critical proper oversight is for a smooth, functioning financial ecosystem. This article aims to unravel what ‘failure to supervise’ means in
Failure to Supervise: Stockbroker Misconduct or Actions Lead to Investment losses Read More »
Are you puzzled by the term ‘arbitration‘ and how it can help resolve disputes? Arbitration is an effective process where a third party makes a binding decision to settle disagreements. This article will walk you through its basics, demystifying this alternative dispute resolution method for you. Keep reading and find out why arbitration could be
Arbitration vs. Litigation: Which One Wins in the Battle for Justice? Read More »